-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QaLEw0YPUV6Zx8cR1e/+zExVgaBWqQ/e/t0wgeeQLXqNMjipU9LESy2pXDxKn00G s5n/1ILSGpFjTCVCFyZHKg== 0000950134-96-006576.txt : 19961202 0000950134-96-006576.hdr.sgml : 19961202 ACCESSION NUMBER: 0000950134-96-006576 CONFORMED SUBMISSION TYPE: NT-NSAR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960930 FILED AS OF DATE: 19961126 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: STAGECOACH FUNDS INC /AK/ CENTRAL INDEX KEY: 0000894617 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT-NSAR SEC ACT: 1940 Act SEC FILE NUMBER: 811-06419 FILM NUMBER: 96672641 BUSINESS ADDRESS: STREET 1: 111 CENTER ST CITY: LITTLE ROCK STATE: AK ZIP: 72201 BUSINESS PHONE: 5013772082 MAIL ADDRESS: STREET 1: 111 CENTER ST STREET 2: STE 300 CITY: LITTLE ROCK STATE: AR ZIP: 72201 NT-NSAR 1 NOTIFICATION OF LATE FILING 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [x] Form N-SAR For Period Ended: -------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: September 30, 1996 ------------------------------ ******************************************************************************** * * * Read Instruction (on back page) Before Preparing Form. Please Print or Type. * * * * NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS * * VERIFIED ANY INFORMATION CONTAINED HEREIN. * * * ******************************************************************************** If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: - ------------------------------------------------------------------------------ PART I - REGISTRANT INFORMATION Stagecoach Funds, Inc. - ------------------------------------------------------------------------------ FULL NAME OF REGISTRANT - ------------------------------------------------------------------------------ FORMER NAME IF APPLICABLE 111 Center Street - ------------------------------------------------------------------------------ ADDRESS OF PRINCIPAL EXECUTIVE OFFICE (STREET AND NUMBER) Little Rock, Arkansas 72201 - ------------------------------------------------------------------------------ CITY, STATE AND ZIP CODE PART II - RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [x] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [x] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [ ] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III - NARRATIVE State below in reasonable detail the reasons why Forms 10-K, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. Registrant has experienced unexpected delays in completing certain financial information for inclusion in the Form N-SAR and in converting financial information from the Registrant's Annual Report to Shareholders. These delays are primarily related to the recent reorganization of a substantial number of the Registrant's funds and the change to a September 30 year end for the Company. Please be advised that the Registrant's Annual Reports are being mailed on a timely basis. - -------------------------------------------------------------------------------- (ATTACH EXTRA SHEETS IF NEEDED) 2 PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Marco E. Adelfio/Richard F. Morris (202) 887-1582 ---------------------------------- ------------- --------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required to file such reports) been filed? If answer is no, identify report(s). [X] Yes [ ] No -------------------------------------------------------------------------- (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [ ] Yes [X] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. ================================================================================ Stagecoach Funds, Inc. --------------------------------------------------------- (NAME OF REGISTRANT AS SPECIFIED IN CHARTER) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date: 11/25/96 By: /s/ RICHARD H. BLANK, JR. ------------------------------ ----------------------------------- INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. **************************** A T T E N T I O N ******************************* * * * Intentional misstatements or omissions of fact constitute Federal Criminal * * Violations (See 18 U.S.C. 1001). * * * ******************************************************************************** GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934. 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files. 3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. 5. Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T (Section 232.201 or Section 232.202 of this chapter) or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (Section 232.13(b) of this chapter). -----END PRIVACY-ENHANCED MESSAGE-----