FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Sculptor Capital Management, Inc. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol Grove Collaborative Holdings, Inc. [GROV] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below) | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person _X_ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 91105 | I | By Sculptor Special Funding, LP (1) |
Class A Common Stock | 20855 | I | By Sculptor Credit Opportunities Master Fund, Ltd. (2) |
Class A Common Stock | 71375 | I | By Sculptor Enhanced Master Fund, Ltd. (3) |
Class A Common Stock | 20855 | I | By Sculptor SC II LP (4) |
Class A Common Stock | 434850 | I | By Sculptor Master Fund, Ltd. (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B Common Stock | (6) | (6) | Class A Common Stock | 9956536 (8) | (6) | I | By SCM GC Investments Limited (7) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Sculptor Capital Management, Inc. 9 WEST 57TH STREET NEW YORK, NY 10019 | X | ||||
OZ Credit Opportunities Master Fund, Ltd. 1 NEXUS WAY, SUITE #5203, PO BOX 896, HELICONA COURTYARD GRAND CAYMAN, E9 KY1-1103 | X | ||||
OZ Enhanced Master Fund, Ltd. 1 NEXUS WAY, SUITE #5203, PO BOX 896, HELICONA COURTYARD GRAND CAYMAN, E9 KY1-1103 | X | ||||
OZSC II, L.P. 1209 ORANGE STREET WILMINGTON, DE 19801 | X | ||||
Sculptor Capital LP 9 WEST 57TH STREET NEW YORK, NY 10019 | X | ||||
Sculptor Capital II LP 9 WEST 57TH STREET NEW YORK, NY 10019 | X |
Signatures | ||
SCULPTOR CAPITAL MANAGEMENT, INC, /s/ Wayne Cohen, President and Chief Operating Officer | 6/27/2022 | |
**Signature of Reporting Person | Date | |
SCULPTOR CREDIT OPPORTUNITIES MASTER FUND, LTD. By: Sculptor Capital LP, its Investment Manager, By: Sculptor Capital Holding Corporation, its General Partner, /s/ Wayne Cohen, President and Chief Operating Officer | 6/27/2022 | |
**Signature of Reporting Person | Date | |
SCULPTOR ENHANCED MASTER FUND, LTD., By: Sculptor Capital LP, its Investment Manager, By: Sculptor Capital Holding Corporation, its General Partner, /s/ Wayne Cohen, President and Chief Operating Officer | 6/27/2022 | |
**Signature of Reporting Person | Date | |
SCULPTOR SC II LP, By: Sculptor Capital II LP, its Investment Manager, By: Sculptor Capital Holding II LLC, its General Partner, By: Sculptor Capital LP, its Member, By: Sculptor Capital Holding Corporation, its General Partner, /s/ Wayne Cohen, President | 6/27/2022 | |
**Signature of Reporting Person | Date | |
SCULPTOR CAPITAL LP, By: Sculptor Capital Holding Corporation, its General Partner, /s/ Wayne Cohen, President and Chief Operating Officer | 6/27/2022 | |
**Signature of Reporting Person | Date | |
SCULPTOR CAPITAL II LP, By: Sculptor Capital Holding II LLC, its General Partner, By: Sculptor Capital LP, its Member, By: Sculptor Capital Holding Corporation, its General Partner, /s/ Wayne Cohen, President and Chief Operating Officer | 6/27/2022 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |