Sculptor Capital and our Board of Directors hold our employees, officers and directors to the highest standards of integrity and accountability, with the overarching goal of building long-term value for our shareholders.

Executive Officers

Robert Shafir

Chief Executive Officer
Executive Managing Director
Member of the Board of Directors
Partner Management Committee

Robert Shafir is the Chief Executive Officer of Sculptor Capital and a member of Sculptor Capital’s Partner Management Committee. He is also an Executive Managing Director and a member of the Firm’s Board of Directors.

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Wayne Cohen

President and Chief Operating Officer
Executive Managing Director
Partner Management Committee

Wayne Cohen is President and Chief Operating Officer for Sculptor Capital.  He is also an Executive Managing Director and a member of the Firm’s Partner Management Committee. 

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Jimmy Levin

Chief Investment Officer
Executive Managing Director
Member of Board of Directors
Partner Management Committee
Portfolio Committee

Jimmy Levin is Chief Investment Officer for Sculptor Capital and a member of Sculptor Capital’s Partner Management Committee. Additionally, Mr. Levin is an Executive Managing Director, member of the Portfolio Committee and joined the Firm in 2006.

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David Levine

Chief Legal Officer
Executive Managing Director
Partner Management Committee

David Levine is Chief Legal Officer for Sculptor Capital. He is also an Executive Managing Director and a member of the Firm’s Partner Management Committee.  In this role, Mr. Levine oversees the Firm’s legal team and the management of its legal affairs.

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Thomas Sipp

Chief Financial Officer
Executive Managing Director
Partner Management Committee

Thomas Sipp is the Chief Financial Officer of Sculptor Capital. He is also an Executive Managing Director and a member of the Firm’s Partner Management Committee. In his role, Mr. Sipp oversees all aspects of Accounting, Tax, Treasury, Financial Operations, Internal Audit and Shareholder Services at Sculptor Capital.

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Board of Directors

Richard G. Ketchum

Chairman
Chair of the Compensation Committee
Member of the Committee on Corporate Responsibility and Compliance
Member of the Audit Committee

Richard Ketchum has been the Chairman of our Board since April 2019 and joined the Board in July 2018. Mr. Ketchum served as Chairman of the Board of Governors (2007-2016) and CEO (2009-2016) of the Financial Regulatory Authority, Inc. (FINRA).

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Georganne C. Proctor

Independent Director
Chair of the Audit Committee
Member of the Nominating, Corporate Governance and Conflicts Committee
Member of the Committee on Corporate Responsibility and Compliance
Member of the Compensation Committee 

Georganne C. Proctor joined our Board in June 2011. Ms. Proctor is the former Chief Financial Officer of TIAA-CREF, a position she held from 2006 to 2010. From 2003 to 2005, Ms. Proctor was Executive Vice President, Finance of Golden West Financial Corporation.

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Jimmy Levin

Chief Investment Officer
Executive Managing Director
Member of Board of Directors
Partner Management Committee
Portfolio Committee


Jimmy Levin is Chief Investment Officer for Sculptor Capital and a member of Sculptor Capital’s Partner Management Committee. Additionally, Mr. Levin is an Executive Managing Director, member of the Portfolio Committee and joined the Firm in 2006.

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J. Morgan Rutman

Independent Director
Member of the Compensation Committee 

Morgan Rutman joined our Board in July 2019. Mr. Rutman is currently President of Willoughby Capital Holdings, LLC, which was established to serve as a single family office for Daniel S. Och in January of 2009. In 1993, Mr. Rutman co-founded Harvest Management LLC, a multi-strategy hedge fund focused on event-driven situations. Mr. Rutman was a Managing Member of Harvest until his retirement in 2008.

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Marcy Engel

Independent Director
Chair of the Nominating, Corporate Governance and Conflicts Committee
Chair of the Committee on Corporate Responsibility and Compliance 
Member of the Audit Committee
Member of the Compensation Committee

Marcy Engel joined our Board in June 2018. Ms. Engel is an Executive Vice President and General Counsel of a family office. Prior to this role, she was the Chief Operating Officer and General Counsel of Eton Park Capital Management, L.P., a global alternatives investment firm, which she joined in 2005.

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Michael D. Fascitelli

Independent Director
Member of the Compensation Committee

Michael D. Fascitelli joined our board in June 2018. Mr. Fascitelli is the Chairman of the Investment Committee of Cadre, a technology-enabled real estate investment platform. He is also a managing partner and co-founder of the Imperial Companies and owner and managing member of MDF Capital LLC, an investment firm.

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Robert Shafir

Chief Executive Officer
Executive Managing Director
Member of the Board of Directors
Partner Management Committee

Robert Shafir is the Chief Executive Officer of Sculptor Capital and a member of Sculptor Capital’s Partner Management Committee. He is also an Executive Managing Director and a member of the Firm’s Board of Directors.

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Board Committees

Our Board of Directors has established an Audit Committee, a Compensation Committee, a Nominating, Corporate Governance and Conflicts Committee, and a Committee on Corporate Responsibility and Compliance, each of which is composed solely of independent directors.

Name Audit Committee Compensation
Committee
Nominating, Corporate Governance and Conflicts Committee Committee on Corporate
Responsibility and
Compliance
Richard G. Ketchum
Georganne C. Proctor
J. Morgan Rutman
Marcy Engel
Michael D. Fascitelli
= Chairperson
= Member
= Chairman of the Board

Board Structure

Our Board of Directors is divided into three classes, with each class elected for a three-year term of office. The terms are staggered so that on an annual basis the term of one class expires.

  CLASS I
CLASS II
CLASS III
 Richard G. Ketchum        C  
 Georganne C. Proctor     M     
 Jimmy Levin  M        
 J. Morgan Rutman        M  
 Marcy Engel     M     
 Michael D. Fascitelli     M     
 Robert Shafir  M        
C = Chair
M = Member

Governance Documents

Governance Documents
Audit Committee Charter |
Code of Business Conduct and Ethics |
Compensation Committee Charter |
Corporate Responsibility and Compliance Committee |
Nominating, Corporate Governance and Conflicts Committee Charter |
Corporate Governance Guidelines |




Contact the Board

Any shareholder or other interested party may contact our Board of Directors or any committee thereof to provide comments, to report concerns, or to ask a question at the following address:

The Board of Directors (or any committee thereof)
Sculptor Capital Management
Attention: Chief Legal Officer
9 West 57th Street
New York, NY 10019

By so indicating in your communication, you may direct your concern only to the independent members of the Board of Directors or to one of the committees of the Board. You may also indicate whether you are a shareholder or other interested party.
Relevant communications will be distributed to any or all directors as appropriate, depending on the facts and circumstances outlined in the individual communication. In accordance with instructions from the Board, the Secretary of the Board reviews all correspondence, organizes the communications for review by the Board and distributes such communications to the full Board, the independent directors or individual members, as appropriate.
In addition, at the request of the Board, communications that do not directly relate to our Board's duties and responsibilities as directors will be excluded from distribution. Those excluded items include: "Spam"; Advertisements; Mass Mailings; Form Letters; Mail campaigns that involve unduly large numbers of similar communications; Solicitations for goods, services, employment or contributions; and Surveys.
Additionally, communications that appear to be unduly hostile, intimidating, threatening, illegal, or simply inappropriate will also be screened for omission. Any excluded communication will be made available to any director upon his request.